VP, Legal & Compliance

VP, Legal & Compliance – Global Insurance Broker (HHW Clients) Key Responsibilities • Lead and oversee all legal, regulatory, and compliance matters across multiple jurisdictions. • Develop and implement robust compliance frameworks aligned with insurance brokerage and HNW client advisory standards. • Act as a strategic advisor to senior management on regulatory risks, governance, and business expansion initiatives. • Manage relationships with regulators, external counsel, and key stakeholders across global markets. • Ensure adherence to AML/CFT, data privacy, client suitability, and cross-border regulatory requirements. • Establish and maintain internal policies, controls, and monitoring programs to support business growth. Requirements • 10+ years of legal and/or compliance experience within insurance brokerage, wealth management, or financial services. • Strong understanding of regulatory frameworks relevant to HNW / UHNW client advisory and cross-border distribution. • Proven leadership experience managing regional or global legal & compliance teams. • Demonstrated ability to balance commercial objectives with regulatory risk management. • Experience engaging with regulators and managing complex, multi-jurisdictional compliance matters. • Excellent stakeholder management, communication, and strategic influencing skills. • High integrity, strong judgment, and ability to operate in a fast-growth entrepreneurial environment.